證券暨期貨法令判解查詢系統

序	中文法規名稱	英文法規名稱
1	國家金融安定基金設置及管理條例	Statute for the Establishment and Administration of the National Financial Stabilization Fund
2	銀行法	Banking Law
3	會計師查核簽證財務報表規則 (新 71.11.25 訂定)	Rules Governing Auditing and Certification of Financial Statements by Certified Public Accountants
4	財稅金融服務事業聘僱外國人許可及管理辦法	Regulations Governing Employment Permits and Administration of Foreign Nationals by the Tax and Financial Services Industry
5	金融機構合併法	Law Governing Merger of Financial Institutions
6	證券交易法	Securities and Exchange Law
7	證券交易法施行細則	Securities and Exchange Law Enforcement Rules
8	公開發行公司發行股票及公司債券簽證規則	Rules Governing Certification of Corporate Stock and Bond Issues by Public Companies
9	證券金融事業管理規則	Rules Governing Securities Finance Enterprises
10	公開發行股票公司股務處理準則	Criteria Governing Handling of Stock Affairs by Public Companies
11	證券交易所管理規則	Rules Governing Stock Exchanges
12	有價證券得為融資融券標準	Standards Governing Margin Purchase and Short Sale of Securities
13	信用評等事業管理規則	Rules Governing the Administration of Credit Rating Enterprises
14	華僑及外國人投資證券管理辦法	Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals
15	證券投資信託事業管理規則	Rules Governing Securities Investment Trust Enterprises
16	會計師辦理公開發行公司財務報告查核簽證核准準則	Criteria Governing Approval for Auditing and Certification of Financial Reports of Public Companies by Certified Public Accountants
17	證券投資信託基金管理辦法	Regulations Governing Securities Investment Trust Funds
18	臺灣地區證券及期貨機構在香港澳門設立分支機構子公司許可辦法	Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions
19	公司募集發行有價證券公開說明書應行記載事項準則	Criteria Governing Information to be Published in Public Offering and Issuance Prospectuses
20	證券商負責人與業務人員管理規則	Rules Governing Responsible Persons and Associated Persons of Securities Firms
21	證券商設置標準	Standards Governing the Establishment of Securities Firms
22	公開發行公司年報應行記載事項準則	Criteria Governing Information to be Published in Annual Reports of Public Companies
23	發行人募集與發行有價證券處理準則	Criteria Governing the Offering and Issuance of Securities by Securities Issuers
24	華僑及外國人申請投資國內證券說明資料	Guidelines for Application for Investment in Taiwan Securities by Overseas Chinese and Foreign Nationals
25	證券商辦理有價證券買賣融資融券管理辦法	Regulations Governing Margin and Stock Loans by Securities Firms
26	證券商受託買賣外國有價證券管理規則	Rules Governing Securities Firms Engaging in Consigned Trading of Foreign Securities
27	證券商財務報告編製準則	Criteria Governing the Preparation of Financial Reports by Securities Firms
28	公司制證券交易所財務報告編製準則	Criteria Governing Preparation of Financial Reports by Company-Type Stock Exchanges
29	金融保險業募集設立公開說明書應行記載事項準則	Criteria Governing the Particulars to be Recorded in the Prospectus for the Establishment by Public Offering of Financial/Insurance Enterprises
30	外國發行人募集與發行有價證券處理準則	Criteria Governing the Offering and Issuance of Securities by Foreign Securities Issuers
31	臺灣證券交易所股份有限公司有價證券借貸辦法	Taiwan Stock Exchange Corporation Securities Lending and Borrowing Regulations
32	金融業募集發行有價證券公開說明書應行記載事項準則	Criteria Governing Information to be Published in Financial Industry Prospectuses for Offering and Issuance of Securities
33	證券暨期貨市場各服務事業建立內部控制制度實施要點	Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises
34	證券業暨期貨業接受個人資料查詢閱覽製給複製本之程序及收費標準辦法	Procedures and Fees for Inquiry, Examination, and Issuance of Copies of Computer-Processed Personal Data in the Securities and Futures Industries
35	發行人募集與發行有價證券承銷商評估報告應行記載事項要點	Guidelines for Information to be Published in Assessments of Underwriters for Offering and Issuance of Securities
36	公開發行公司從事大陸地區投資處理要點	Guidelines for Investment in Mainland China by Public Companies
37	外國發行人募集與發行有價證券承銷商評估報告應行記載事項要點	Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers
38	臺灣證券交易所股份有限公司對上市公司重大訊息說明記者會作業程序	Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies
39	公開發行公司建立內部控制制度實施要點	Guidelines for Establishment of Internal Control Systems by Public Companies
40	會計師執行公開發行公司內部控制制度專案審查作業要點	Guidelines for Certified Public Accountants Conducting Project Audits of Internal Control Systems of Public Companies
41	證券經紀商申報委託人違約案件處理作業要點	Guidelines for Securities Brokers in Reporting Default by Principals
42	臺灣證券交易所股份有限公司盤後定價交易買賣辦法	Taiwan Stock Exchange Corporation Regulations Governing After-Hour Fixed-Price Trading
43	臺灣證券交易所股份有限公司供給使用有價證券集中交易市場契約	Taiwan Stock Exchange Corporation Contract for Use of the Centralized Securities Exchange Market
44	上市公司產業類別劃分暨調整要點	Key Points for Classification and Adjustment of Categories of Industries of Listed Companies
45	臺灣證券交易所股份有限公司對上市公司重大訊息之查證暨公開處理程序	Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Listed Companies
46	臺灣證券交易所股份有限公司證券經紀商受託契約準則	Taiwan Stock Exchange Corporation Criteria Governing Consignment Contracts of Securities Brokers
47	臺灣證券交易所股份有限公司鉅額證券買賣辦法	Taiwan Stock Exchange Corporation Regulations Governing Bulk Securities Trades
48	臺灣證券交易所股份有限公司辦理上市證券標購辦法	Taiwan Stock Exchange Corporation Regulations Governing Purchase of Listed Securities by Tender Offer
49	臺灣證券交易所股份有限公司受託辦理上市證券拍賣辦法	Taiwan Stock Exchange Corporation Regulations Governing Auction of Listed Securities by Consignment
50	臺灣證券交易所股份有限公司變更交易方法股票交易作業辦法	Taiwan Stock Exchange Corporation Regulations Governing Trading of Stocks in the Altered-Trading-Method Category
51	臺灣證券交易所股份有限公司交易資訊使用管理辦法	REGULATIONS GOVERNING THE USE OF TRADING INFORMATION
52	臺灣證券交易所股份有限公司證券經紀商受託買賣錯帳及更正帳號申報處理作業要點	Guidelines for Reporting on Consignment Trading Errors and Correction of Account Numbers by Securities Brokers
53	公開發行公司初次申請股票上市應提出公開承銷之比率規定	Rules Governing the Ratio of Securities to be Publicly Underwritten in the Initial Public Offering of Public Companies
54	發行人申請發行認購 (售) 權證處理要點	Guidelines for Handling Application for Issuance of Call (Put) Warrants by Issuers (repealed)
55	發行人募集與發行有價證券辦理專戶存儲應注意事項	Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts
56	臺灣證券交易所股份有限公司實施股市監視制度辦法	Taiwan Stock Exchange Corporation Regulations Governing Implementation of the Stock Market Surveillance System
57	公開發行公司從事衍生性商品交易處理要點	Guidelines for Derivatives Trading by Public Companies
58	證券業暨期貨業申請電腦處理個人資料登記程序及收費標準辦法	Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises
59	證券業暨期貨業個人資料檔案安全維護計畫標準	Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
60	證券商受託買賣外國有價證券交割結匯程序	Settlement and Remittance Procedures for Securities Firms Engaging in Consigned Trading of Foreign Securities
61	證券商合併、營業讓與作業處理程序	Procedures for Merger or Assignment of Operations of Securities Firms
62	臺灣證券交易所股份有限公司證券商停業、終止營業處理程序	Taiwan Stock Exchange Corporation Procedures for Suspension or Termination of Securities Firm Operations
63	證券商內部人員在所屬證券商開戶委託買賣有價證券管理辦法	Regulations Governing Internal Personnel Opening Accounts at Securities Firms for Consigned Securities Trading
64	公開發行公司股東會議事規範	Rules Governing the Conduct of Shareholders Meetings by Public Companies
65	自辦及代辦公開發行公司股務應行注意事項	Guidelines for Handling of Stock Affairs by Public Companies and Their Stock Service Agents
66	證券商辦理交割證券補正提供擔保金相關交割作業應行注意事項	Guidelines for Settlement Collateral by Securities Firms
67	證券投資顧問事業證券投資信託事業經營全權委託投資業務管理辦法	Regulations Governing The Opetation Of Discretionary Investment Services By Securities Investment Consulting Enterprises And Securities Investment Trust Enterprises
68	證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項	Guidelines for Use of Securities Investment Trust Funds for Futures Trading by Securities Investment Trust Enterprises
69	發行人申請發行認購 (售) 權證處理準則	Criteria Governing Applications for Issuance of Call (Put) Warrants by Issuers
70	證券發行人財務報告編製準則	Guidelines Governing the Preparation of Financial Reports by Securities Issuers
71	公開發行公司董事、監察人股權成數及查核實施規則	Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies
72	關係企業合併營業報告書關係企業合併財務報表及關係報告書編製準則	Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises
73	公開發行公司出席股東會使用委託書規則	Rules Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies
74	證券經紀商受託賣出非委託人所有股票申報處理作業要點	Guidelines for Reporting by Securities Brokers of Consignment Sale of Stock Not Owned by the Principal
75	公開發行公司財務預測資訊公開體系實施要點	Guidelines for Disclosure of Financial Forecasts by Public Companies
76	公開發行公司向關係人購買不動產處理要點	Guidelines for the Purchase of Real Estate from Related Persons by Public Companies
77	上市上櫃公司背書保證處理要點	Guidelines for Endorsements and Guarantees Made by Listed and OTC Companies
78	上市上櫃公司及興櫃股票公司合併或分割應注意事項	Guidelines for Mergers or Splits by Listed, OTC, and Emerging Stock Companies
79	上市上櫃公司買回本公司股份辦法	Regulations Governing Share Repurchase by Listed and OTC Companies
80	上市上櫃公司治理實務守則	Corporate Governance Best-Practice Principles for TSE/GTSM Listed Companies
81	發行人募集與發行海外有價證券處理要點	Guidelines for the offering and Issuance of Overseas Securities by Issuers (repealed)
82	發行人募集與發行海外有價證券處理準則	Criteria Governing the Offering and Issuance of Overseas Securities by Issuers
83	公開收購公開發行公司有價證券管理辦法	Regulations Governing Tender Offers for Purchase of the Securities of a Public Company
84	臺灣證券交易所股份有限公司對有價證券上市公司資訊申報作業辦法	Taiwan Stock Exchange Corporation Regulations Governing Information Reporting by Listed Companies
85	證券交易法第四十三條之一第一項取得股份申報事項要點	Guidelines for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Law
86	公開收購說明書應行記載事項要點	Criteria for Information to be Published in Public Tender Offer Prospectuses
87	公開收購說明書應行記載事項準則	Criteria for Information to be Published in Public Tender Offer Prospectuses
88	會計師法	Certified Public Accountant Law
89	會計師查核簽證財務報表規則(新 91.11.08 訂定)	Rules Governing Auditing and Certification of Financial Statements by Certified Public Accountants
90	公開發行公司取得或處分資產處理要點	Guidelines for Handling Acquisition and Disposal of Assets by Public Companies
91	上市 (櫃) 公司資金貸與他人應注意事項	Guidelines for Lending of Capital by Listed Companies
92	策略性交易借券需求申請表	Application for Securities Borrowing in Demand out of Strategic Transactions
93	臺灣證券交易所股份有限公司認購 (售) 權證上市審查準則	Taiwan Stock Exchange Corporation Criteria Governing Review of Call (Put) Warrant Listings
94	臺灣證券交易所股份有限公司認購 (售) 權證買賣辦法	Taiwan Stock Exchange Corporation Regulations Governing Trading of Call (Put) Warrants
95	臺灣證券交易所股份有限公司審查認購 (售) 權證上市作業程序	Taiwan Stock Exchange Corporation Procedures for Review of Call (Put) Warrant Listings
96	臺灣證券交易所股份有限公司審查外國有價證券上市作業程序	Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation
97	臺灣證券交易所股份有限公司初次申請有價證券上市用之公開說明書應行記載事項要點	Taiwan Stock Exchange Corporation Key Points Governing the Particulars to be Described in the Prospectus for the Initial Listing of Securities
98	臺灣證券交易所股份有限公司營業細則	Operating Rules Of The Taiwan Stock Exchange Corportation
99	臺灣證券交易所股份有限公司營業細則第五十條之處理程序及執行時程	Taiwan Stock Exchange Corporation Public Announcement
100	辦理有價證券公開申購配售作業要點	Guidelines for Public Subscription and Private Placement of Securities
101	臺灣證券交易所股份有限公司有價證券上市審查準則	Taiwan Stock Exchange Corporation Criteria for Review of Securities Listings
102	臺灣證券交易所股份有限公司審查有價證券上市作業程序	Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings
103	臺灣證券交易所股份有限公司有價證券上市審查準則補充規定	Supplementary Provisions to the Taiwan Stock Exchange Corporation Criteria for Review of Securities Listings
104	臺灣證券交易所股份有限公司外國股票買賣辦法	Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks
105	臺灣證券交易所股份有限公司證券商營業處所場地及設備標準	Taiwan Stock Exchange Corporation Standards Governing Securities Firm Sites and Facilities
106	臺灣證券交易所股份有限公司停業證券商申請復業辦法	Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension
107	臺灣證券交易所股份有限公司證券商違背交割義務處理程序	Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms
108	臺灣證券交易所股份有限公司天然災害侵襲處理措施	Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters
109	臺灣證券交易所股份有限公司交易系統與交易傳輸系統發生故障或中斷之處理措施	Taiwan Stock Exchange Corporation Measures for Handling Malfunctions or Interruptions in Trading Systems or Trading Transmission Systems
110	財團法人中華民國證券櫃檯買賣中心對上櫃公司重大訊息之查證暨公開處理程序	ROC Over-the-Counter Stock Exchange Procedures for Verification and Disclosure of Material Information of OTC Companies
111	財團法人中華民國證券櫃檯買賣中心上櫃公司重大訊息說明記者會作業程序	ROC Over-the-Counter Stock Exchange Procedures for Press Conferences Concerning Material Information of OTC companies
112	財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券審查準則	ROC Over-the-Counter Securities Exchange Criteria Governing Review of Securities Traded on Over-the-Counter Markets
113	財團法人中華民國證券櫃檯買賣中心外國有價證券櫃檯買賣審查準則	ROC Over-the-Counter Stock Exchange Criteria Governing Review of OTC Trading of Foreign Stocks
114	證券商營業處所買賣有價證券管理辦法	Regulations Governing Trading of Securities on Over-The-Counter Markets
115	財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣興櫃股票審查準則	ROC Over-the-Counter Securities Exchange Criteria Governing Review of Emerging Stocks Traded on the Over-the-Counter Market
116	財團法人中華民國證券櫃檯買賣中心興櫃股票買賣辦法	ROC Over-the-Counter Securities Exchange Regulations Governing Over-the-Counter Trading of Emerging Stocks
117	財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣第二類股票審查準則	Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange
118	財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券業務規則	GreTai Securities Market Rules Governing Securities Trading on Over-the-Counter Markets
119	財團法人中華民國證券櫃檯買賣中心對有價證券上櫃公司資訊申報作業辦法	ROC Over-the-Counter Securities Association Regulations Governing Information Reporting by OTC Companies
120	證券商管理規則	Rules Governing Securities Firms
121	中華民國證券商業同業公會證券商承銷或再行銷售有價證券處理辦法	Chinese Securities Association Regulations Governing Underwriting and Resale of Securities by Securities Firms
122	證券商同業公會業務管理規則	Rules Governing Securities Dealers Associations
123	中華民國證券商業同業公會外國發行人募集與發行有價證券承銷商評估報告應行記載事項要點	Chinese Securities Association Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers
124	中華民國證券商業公會證券承銷商受託辦理發行人募集與發行有價證券承銷商評估報告之評估查核程序	Chinese Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers
125	都市更新投資信託公司設置監督及管理辦法	Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies
126	都市更新投資信託基金募集運用及管理辦法	Regulations Governing the Raising, Application, and Management of Urban Renewal Investment Trust Funds
127	證券投資顧問事業管理規則	Rules Governing Securities Investment Consulting Enterprises
128	證券集中保管事業管理規則	Rules Governing Centralized Securities Depository Enterprises
129	有價證券集中保管帳簿劃撥作業辦法	Regulations Governing Book-Entry Operations for Centrally Deposited Securities
130	期貨交易法	Futures Trading Law
131	期貨交易法施行細則	Futures Trading Law Enforcement Rules
132	期貨交易所設立標準	Standards Governing the Establishment of Futures Exchanges
133	期貨交易所管理規則	Rules Governing Management of the Futures Exchange
134	期貨商設置標準	Rules Governing the Establishment Criteria of Futures Commission Merchants
135	期貨商管理規則	Rules Governing Futures Commission Merchants
136	期貨商負責人及業務員管理規則	Rules Governing Responsible Persons and Associated Persons of Futures Commission Merchants
137	期貨結算機構設置標準	Standards Governing the Establishment of Futures Clearing Houses
138	期貨結算機構管理規則	Rules Governing Futures Clearing Houses
139	證券商經營期貨交易輔助業務管理規則	Rules Governing the Operation of Auxiliary Futures Trading Services by Securities Firms
140	期貨市場監視準則	Criteria Governing Oversight of Futures Trading
141	臺灣期貨交易所股份有限公司結算會員申請程序	Taiwan Futures Exchange Corporation Clearing Member Application Procedures
142	期貨商調整後淨資本額申報處理作業程序	Adjusted Net Capital Reporting Procedures for Futures Commission Merchants
143	臺灣期貨交易所股份有限公司業務規則	Operating Rules of the Taiwan Futures Exchange Corporation
144	臺灣期貨交易所股份有限公司結算業務委員會組織細則	Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee
145	臺灣期貨交易所股份有限公司紀律委員會組織細則	Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee
146	臺灣期貨交易所股份有限公司交易業務委員會組織細則	Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee
147	臺灣期貨交易所股份有限公司交易資訊使用管理辦法	Taiwan Futures Exchange Rules Governing the Use of Trading Information
148	臺灣期貨交易所股份有限公司市場交易監視辦法	Taiwan Futures Exchange Corporation Regulations Governing Market Trading Surveillance
149	臺灣期貨交易所股份有限公司結算會員辦理結算交割業務後繳存交割結算基金作業辦法	Taiwan Futures Exchange Corporation Regulations Governing Clearing Member Deposits to the Clearing and Settlement Fund Following Clearing and Settlement Operations
150	臺灣期貨交易所股份有限公司專案查核期貨商、結算會員處理程序及輔導辦法	Taiwan Futures Exchange Corporation Regulations Governing Procedures for Special Audits and Provision of Guidance to Futures Commission Merchants and Clearing Members
151	臺灣期貨交易所股份有限公司查核期貨商、結算會員作業辦法	Taiwan Futures Exchange Corporation Regulations Governing Auditing of Futures Commission Merchants and Clearing Members
152	臺灣期貨交易所股份有限公司結算會員違約之分擔比例及處理程序	Apportionment Procedures for Managing Default by Clearing Members
153	臺灣期貨交易所股份有限公司市場部位監視作業辦法	Taiwan Futures Exchange Corporation Regulations Governing Surveillance Of Market Positions
154	臺灣期貨交易所股份有限公司期貨商、結算會員停業、終止營業處理程序	Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations
155	臺灣期貨交易所股份有限公司期貨商、結算會員申請復業、恢復結算交割業務處理程序	Taiwan Futures Exchange Procedures for Resumption of Operations or Resumption of Clearing and Settlement Operations by Futures Commission Merchants or Clearing Members
156	期貨商辦理更換受託結算會員作業應行注意事項	Procedural Guidelines for Changes of Consigned Clearing Members by Futures Commission Merchants
157	結算會員更換結算銀行作業應行注意事項	Guidelines For Changes Of Settlement Banks By Clearing Members
158	臺灣期貨交易所股份有限公司結算會員受託辦理結算交割業務作業要點	Taiwan Futures Exchange Guidelines For Consigned Clearing And Settlement Operations By Clearing Members
159	臺灣期貨交易所股份有限公司結算會員處理委託期貨商部位作業程序	Taiwan Futures Exchange Corporation Procedures For The Handling By Clearing Members Of Positions Of Consigning Futures Commission Merchants
160	臺灣期貨交易所股份有限公司期貨商、結算會員以自有資金繳存保證金專戶應行注意事項	Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Self-Owned Funds in Segregated Margin Accounts
161	臺灣期貨交易所股份有限公司期貨商、結算會員辦理結算交割作業要點	Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members
162	臺灣期貨交易所股份有限公司臺灣證券交易所股價指數選擇權契約交易規則	Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contract
163	臺灣期貨交易所股份有限公司造市者作業辦法	Taiwan Futures Exchange Operational Rules Governing Market Makers
164	期貨商錯帳申報處理作業要點	Guidelines For The Reporting And Handling Of Out-Trades By Futures Commission Merchants
165	期貨商申報委託人違約案件處理作業要點	Guidelines for Futures Commission Merchants in Reporting Default by Principals
166	外國專業投資機構和境內外華僑及外國人從事期貨交易應行注意事項	Guidelines for Futures Trading by Foreign Institutional Investors and Overseas Chinese and Foreign Nationals Within and Outside ROC Territory
167	臺灣期貨交易所股份有限公司期貨商合併、營業讓與應行注意事項	Taiwan Futures Exchange Corporation Guidelines for Mergers and Assignment of Operations by Futures Commission Merchants
168	臺灣期貨交易所股份有限公司法人機構申請避險帳戶從事期貨交易應行注意事項	Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading
169	外國專業投資機構和境內外華僑及外國人從事期貨交易處理要點	Guidelines for Futures Trading by Qualified Foreign Institutional Investors (QFII) and Onshore and Offshore Overseas Chinese and Foreign Nationals
170	臺灣期貨交易所股份有限公司結算會員未能持續符合結算會員資格標準之處理作業要點	Taiwan Futures Exchange Corporation Procedural Guidelines For Clearing Members Unable To Maintain Conformance With Clearing Member Standards
171	臺灣期貨交易所股份有限公司「臺灣證券交易所股價指數小型期貨契約交易規則」	Taiwan Futures Exchange Corporation Rules Governing Trading of Mini-TAIEX Futures Contracts
172	期貨商委任證券商經營期貨交易輔助業務應行注意事項	Points For Attention For Futures Commission Merchants Engaging Securities Firms For Futures Trading Support Operations
173	臺灣期貨交易所股份有限公司期貨商以不可撤銷擔保信用狀緊急支應調整後淨資本額不足作業要點	Taiwan Futures Exchange Corporation Guidelines for Use of Irrevocable Standby Letters Of Credit by Futures Commission Merchants in Emergency Measures against Insufficient Net Capital After Adjustment
174	臺灣期貨交易所股份有限公司天然災害侵襲暨選舉投票日應否休市之規定	Taiwan Futures Exchange Corporation Provisions for Market Closing or Trading During Natural Disasters and on Election Days
175	臺灣期貨交易所股份有限公司期貨商因不可抗力事故申請繼續營業之處理要點	Taiwan Futures Exchange Corporation Guidelines for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events
176	臺灣期貨交易所股份有限公司期貨交易備援帳戶作業程序	Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts
177	臺灣期貨交易所股份有限公司期貨結算交割契約	Taiwan Futures Exchange Clearing and Delivery Contract
178	臺灣期貨交易所股份有限公司交易資訊使用契約 (適用結算會員、期貨商、期貨交易輔助人)	Taiwan Futures Exchange Corporation Trading Information Use Contract (Applicable For Clearing Members, Futures Commission Merchants, And Futures Introducing Brokers)
179	臺灣期貨交易所股份有限公司交易資訊使用契約 (適用資訊公司)	Taiwan Futures Exchange Corporation Trading Information Usage Contract (to be Used by Information Companies)
180	臺灣期貨交易所股份有限公司期貨集中交易市場使用契約	Taiwan Futures Exchange Corporation Futures Market Usage Contract
181	臺灣期貨交易所股份有限公司交易系統與交易資訊傳輸系統發生故障及中斷之處理措施	Taiwan Futures Exchange Corporation Measures for Handling Malfunctions and Telecommunications Disruptions in Trading Systems or Trading Information Transmission Systems
182	臺灣期貨交易所股份有限公司期貨經紀商受託契約準則	Taiwan Futures Exchange Corporation Criteria for Consignment Contracts of Futures Brokerage Merchants
183	臺灣期貨交易所股份有限公司期貨集中交易市場電腦連線契約	Taiwan Futures Exchange Corporation Contract For Computer Connection To The Centralized Futures Exchange Market
184	臺灣期貨交易所股份有限公司「臺灣證券交易所金融保險類股價指數期貨契約交易規則」	Taiwan Futures Exchange Corporation Rules Governing Trading of Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts
185	臺灣期貨交易所股份有限公司結算保證金收取方式及標準	Taiwan Futures Exchange Corporation Standards and Methods for Receipt of Clearing Margins
186	臺灣期貨交易所股份有限公司資訊設備使用費收費標準	Taiwan Futures Exchange Corporation Standards for Collection of Information Equipment User Fees
187	臺灣期貨交易所股份有限公司交易資訊使用費收費標準	Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees
188	臺灣期貨交易所股份有限公司交易經手費收費標準	Taiwan Futures Exchange Corporation Exchange Fee Schedule
189	臺灣期貨交易所股份有限公司結算會員資格標準	Taiwan Futures Exchange Corporation Criteria for Clearing Membership
190	臺灣期貨交易所股份有限公司結算服務費收費標準	Taiwan Futures Clearing Service Fee Schedule
191	臺灣期貨交易所股份有限公司「臺灣證券交易所股價指數期貨契約交易規則」	Taiwan Futures Exchange Corporation Rules for Trading of Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
192	臺灣期貨交易所股份有限公司「臺灣證券交易所電子類股價指數期貨契約交易規則」	Taiwan Futures Exchange Corporation Rules for Trading of Taiwan Stock Exchange Electronic Sector Index Futures Contracts
193	開立臺灣證券交易所有價證券借貸帳戶申請書	Application For Opening Account With Taiwan Stock Exchange Corporation For Lending And Borrowing
194	有價證券借貸扣繳稅率申報表	Table For Declaration Of Withholding Tax Rate On Lending And Borrowing Of Securities
195	電腦處理個人資料保護法	Computer-Processed Personal Data Protection Law
196	電腦處理個人資料保護法施行細則	Computer-Processed Personal Data Protection Law Enforcement Rules
197	公司法	Company Law
198	商業會計法	Business Accounting Law
199	大陸地區專業人士來臺從事專業活動許可辦法	Regulations Governing Approval for Mainland-Area Professionals to Engage in Professional Activities in Taiwan
200	臺灣地區與大陸地區證券及期貨業務往來許可辦法	Regulations Governing Approval of Securities and Futures Transactions Between the Taiwan Area and the Mainland China Area
201	臺灣地區會計師及其助理人員加入大陸地區註冊會計師協會為非執業會員許可辦法	Procedures for Approval of Taiwan-Area Certified Public Accountants and Their Assistants as Lay Members of the Mainland-Area Chinese Institute of Certified Public Accountants
202	大陸地區財金專業人士來臺從事財金事務相關活動許可辦法	Regulations Governing Approval For Mainland-Area Financial Professionals To Engage In Finance-Related Activities In Taiwan
203	中華民國證券投資信託暨顧問商業同業公會證券投資信託事業證券投資顧問事業公司治理實務守則	Corporate Governance Best-Practice Principles for SITEs/SICEs
204	公開發行公司建立內部控制制度處理準則	Regulations for the Establishment of Internal Control Systems by Public Companies
205	證券投資人及期貨交易人保護法	Securities Investor and Futures Trader Protection Act
206	證券投資人及期貨交易人保護機構管理規則	Regulations Governing the Securities Investor and Futures Trader Protection Institution
207	證券投資人及期貨交易人保護基金償付作業辦法	Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds
208	證券投資人及期貨交易人保護機構調處委員會組織及調處辦法	Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees
209	財團法人中華民國證券櫃檯買賣中心投資控股公司申請上櫃補充規定	GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing
210	財團法人中華民國證券櫃檯買賣中心建設公司申請上櫃之補充規定	GreTai Securities Market Supplemental Directions for Applications by Construction Companies for Over-the-Counter Listing
211	財團法人中華民國證券櫃檯買賣中心集團企業申請股票上櫃之補充規定	GreTai Securities Market Supplemental Directions Governing Applications by Consortiums for Over-the-Counter Listing of Stock
212	財團法人中華民國證券櫃檯買賣中心資訊軟體公司申請股票上櫃之補充規定	GreTai Securities Market Supplemental Directions for Applications by Software Companies for Over-the-Counter Listing of Stock
213	財團法人中華民國證券櫃檯買賣中心金融控股公司申請上櫃補充規定	GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for Over-the-Counter Listing
214	財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券審查準則第十條第一項各款不宜上櫃規定之具體認定標準	Standards for Determining Unsuitability for OTC Listing under Article 10, Paragraph 1 of the GreTai Securities Market Criteria Governing Review of Securities Traded on Over-the-Counter Markets
215	財團法人中華民國證券櫃檯買賣中心櫃檯買賣證券商經營新台幣利率衍生性商品交易業務作業要點	GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business
216	公開發行公司資金貸與及背書保證處理準則	Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies
217	公開發行公司公開財務預測資訊處理準則	Regulations Governing the Publication of Financial Forecasts of Public Companies
218	受託機構公開招募受益證券特殊目的公司公開招募資產基礎證券公開說明書應行記載事項準則	Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies
219	受託機構公開招募受益證券特殊目的公司公開招募資產基礎證券處理準則	Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies
220	公開發行公司取得或處分資產處理準則	Regulations Governing the Acquisition or Disposition of Assets by Public Companies
221	證券暨期貨市場各服務事業建立內部控制制度處理準則	Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets
222	財團法人中華民國證券櫃檯買賣中心對公開發行公司申請股票櫃檯買賣應委託推薦證券商辦理承銷及自行認購比率規定	GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for OTC Trading of Its Stock Engage a Recommending Securities Firms to Carry Out Underwriting and the Underwriter Subscription Ratio
223	櫃檯買賣有價證券監視制度辦法	Regulations Governing Implementation of the Over-the-Counter Securities Market Surveillance System
224	財團法人中華民國證券櫃檯買賣中心審查外國有價證券櫃檯買賣作業程序	GreTai Securities Market Directions for Review of OTC Trading of Foreign Securities
225	財團法人中華民國證券櫃檯買賣中心認購 (售) 權證上櫃契約準則	GreTai Securities Market Regulations Governing Over-the-Counter Listing Contracts for Call (Put) Warrants
226	臺灣期貨交易所股份有限公司期貨商媒體申報作業辦法	Taiwan Futures Exchange Corporation Regulations Governing Electronic Media Reporting Procedures for Futures Commission Merchants
227	臺灣證券交易所股份有限公司存託憑證買賣辦法	Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts
228	期貨商公司治理實務守則	Corporate Governance Best-Practice Principles for Futures Commission Merchants
229	財團法人中華民國證券櫃檯買賣中心債券等殖成交系統債券給付結算準備金管理辦法	GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System
230	財團法人中華民國證券櫃檯買賣中心認購 (售) 權證買賣辦法	GreTai Securities Market Regulations Governing Trading of Call (Put) Warrants
231	臺灣期貨交易所股份有限公司「股票選擇權契約交易規則」	Taiwan Futures Exchange Corporation Regulations for Trading of Stock Option Contracts
232	臺灣期貨交易所股份有限公司對資訊公司及其用戶規避檢查之查核程序及相關記點標準	Taiwan Futures Exchange Corporation Audit Procedures and Related Point-Keeping Standards for Inspection Evasion by Information Companies' and their Subscribers
233	財團法人中華民國證券櫃檯買賣中心審查認購 (售) 權證上櫃作業程序	GreTai Securities Market Directions for Review of Call (Put) Warrants for OTC Listing
234	財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券審查準則第三條第一項第四款有關規定	Rules Relating to Article 3, Paragraph 1, Sub-paragraph 4 of the GreTai Securities Market Criteria Governing Review of Securities Traded on Over-the-Counter Markets
235	櫃檯買賣公布或通知注意交易資訊暨處置作業要點第四點異常標準之詳細數據及除外情形	Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions on Over-the-Counter Markets
236	臺灣期貨交易所股份有限公司期貨商、結算會員帳表憑證保存年限表	Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members
237	臺灣期貨交易所股份有限公司期貨商、結算會員帳表憑證保存年限臺灣證券交易所股份有限公司公布或通知注意交易資訊暨處置作業要點第四條異常標準之詳細數據及除外情形表	Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions
238	臺灣證券交易所股份有限公司證券商推介客戶買賣有價證券作業辦法	Regulations Governing Securities Firms Recommending Trades in Securities to Customers
239	財團法人中華民國證券櫃檯買賣中心參與公共建設之民間機構申請股票上櫃之補充規定	GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for Over-the-Counter Listing
240	財團法人中華民國證券櫃檯買賣中心對上櫃認購 (售) 權證發行人重大訊息之查證暨公開處理程序	GreTai Securities Market Procedures for Verification and Disclosure of Material Information on Over-the-Counter Call (Put) Warrant Issuers
241	財團法人中華民國證券櫃檯買賣中心櫃檯買賣證券商從事轉換公司債資產交換暨結構型商品交易作業要點	GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes
242	財團法人中華民國證券櫃檯買賣中心認購 (售) 權證公開銷售說明書應行記載事項	GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants
243	臺灣證券交易所股份有限公司公布或通知注意交易資訊暨處置作業要點	Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
244	財團法人中華民國證券櫃檯買賣中心審查有價證券上櫃作業程序	GreTai Securities Market Directions for Review of Over-the-Counter (OTC) Listing of Securities
245	財團法人中華民國證券櫃檯買賣中心櫃檯買賣公布或通知注意交易資訊暨處置作業要點	GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on Over-the-Counter Markets
246	財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣認購 (售) 權證審查準則	GreTai Securities Market Regulations Governing Review of Call (put) Warrants Traded on Over-the-Counter Markets
247	期貨經理事業管理規則	Regulations Governing Managed Futures Enterprises
248	期貨經理事業設置標準	Standards Governing the Establishment of Managed Futures Enterprises
249	期貨顧問事業管理規則	Regulations Governing Futures Advisory Enterprises
250	期貨顧問事業設置標準	Standards Governing the Establishment of Futures Advisory Enterprises
251	證券商公司治理實務守則	Corporate Governance Best-Practice Principles for Securities Firms
252	臺灣期貨交易所股份有限公司「臺灣證券交易所臺灣 50 指數期貨契約交易規則」	Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Taiwan 50 Index Futures Contracts
253	臺灣期貨交易所股份有限公司「三十天期商業本票利率期貨契約交易規則」	Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contract
254	臺灣期貨交易所股份有限公司中華民國十年期政府債券期貨契約交易規則	Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contract
255	證券投資信託事業管理規則 (93.10.30 訂定)	Regulations Governing Securities Investment Trust Enterprise
256	證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項 (93.11.18 訂定)	Directions for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
257	證券投資信託基金管理辦法 (93.10.30 訂定)	Regulations Governing Securities Investment Trust Funds (93.10.30)
258	期貨業商業同業公會管理規則	Regulations for the Administration of Futures Industry Associations
259	公開發行銀行財務報告編製準則	Regulations Governing the Preparation of Financial Reports by Publicly Held Banks
260	公開發行票券金融公司財務報告編製準則	Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies
261	證券經紀商受託買賣有價證券製作委託書買賣報告書及對帳單應行記載事項準則	Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities
262	金融控股公司財務報告編製準則	Regulations Governing the Preparation of Financial Reports by Financial Holding Companies
263	臺灣期貨交易所股份有限公司期貨市場不法案件檢舉獎勵辦法	Taiwan Futures Exchange Corporation Regulations for Encouraging Reporting of Unlawful Activities on the Futures Market
264	臺灣期貨交易所股份有限公司期貨商、結算會員辦理股票選擇權契約買權賣方交易人以標的證券繳交保證金作業要點	Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin
265	證券商辦理有價證券買賣融資融券業務信用交易帳戶開立條件	Directions for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans
266	臺灣證券交易所股份有限公司對上市公司內部控制制度查核作業程序	Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies
267	臺灣證券交易所股份有限公司審查受益證券及資產基礎證券上市作業程序	Taiwan Stock Exchange Corporation Directions for the Review of Listing of Beneficiary Securities and Asset-Backed Securities
268	臺灣證券交易所股份有限公司對受託機構及特殊目的公司重大訊息之查證暨公開處理程序	Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies
269	臺灣證券交易所股份有限公司投資控股公司申請股票上市審查準則	Taiwan Stock Exchange Corporation Regulations for the Review of Stock Exchange Listing Applications by Investment Holding Companies
270	臺灣證券交易所股份有限公司金融控股公司申請股票上市審查準則	Taiwan Stock Exchange Corporation Regulations for the Review of Stock Exchange Listing Applications by Financial Holding Companies
271	財團法人中華民國證券櫃檯買賣中心證券商營業處所債券附條件買賣交易細則	GreTai Securities Market Regulations Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets
272	證券投資信託及顧問法	Securities Investment Trust and Consulting Act
273	從事臺灣期貨交易所股份有限公司股票選擇權契約賣出買權交易以標的證券繳交交易保證金約定書（參考範本）	Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template)
274	證券投資顧問事業管理規則（93.10.30 訂定）	Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced)
275	證券商辦理有價證券買賣融資融券業務操作辦法	Operational Regulations for Securities Firms Handling Margin Purchases and Short Sales of Securities
276	財團法人中華民國證券櫃檯買賣中心債券等殖成交系統買賣辦法	GreTai Securities Market Regulations Governing the Electronic Bond Trading System
277	中華民國證券投資信託暨顧問商業同業公會境外基金人員培訓計畫要點	The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds
278	中華民國證券投資信託暨顧問商業同業公會境外基金營業保證金處理要點	The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds
279	中華民國證券投資信託暨顧問商業同業公會境外基金廣告及營業促銷活動行為規範	The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds
280	中華民國證券投資信託暨顧問商業同業公會境外基金總代理契約及銷售契約應行記載事項	Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement
281	中華民國證券投資信託暨顧問商業同業公會境外基金資訊合作契約應行記載事項	The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds
282	中華民國證券投資信託暨顧問商業同業公會境外基金投資人須知範本	Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds
283	境外基金管理辦法	Regulations Governing Offshore Funds
284	中華民國證券投資信託暨顧問商業同業公會境外基金銷售契約範本（二方）	Sample Sales Agent Agreement (Two Parties)
285	中華民國證券投資信託暨顧問商業同業公會境外基金銷售契約範本（三方）	Sample Sales Agent Agreement (Three parties)
286	臺灣期貨交易所股份有限公司「摩根士丹利資本國際公司臺灣股價指數期貨契約」交易規則	Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contract
287	臺灣期貨交易所股份有限公司「摩根士丹利資本國際公司臺灣股價指數選擇權契約」交易規則	Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contract
288	華僑及外國人從事國內期貨交易應行注意事項	Directions for Domestic Futures Trading by Overseas Chinese and Foreign Nationals
289	臺灣期貨交易所股份有限公司法人機構申請放寬部位限制作業要點	Taiwan Futures Exchange Corporation Directions for the Handling of Applications by Institutional Investors for Position Limit Exemptions
290	華僑及外�